lundi 23 mars 2009

FSA fines Aspray for non-compliance

"The Financial Services Authority (FSA) has levied a £21,000 fine on Blackburn-based insurance intermediary, Aspray Limited.
The firm, which specialises in managing insurance claims for property repairs, has been found wanting in its supervision of appointed representatives.
It also misled customers and failed to maintain appropriate systems and controls for the recruitment, training and monitoring of appointed [...]"
(2009-3-20)
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